Download the 2018 Agenda
The 4th Annual Conduct Risk, Culture and Regulation Conference is returning on the 25th and 26th of September 2018 and will focus on managing conduct risk, embedding an ethical culture and achieving regulatory compliance to align product value and consumer trust. The 2018 pro ...
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Top Tips to Effectively Manage Conduct Risk in your Organisation
With a recent spark of high profile scandals, Prime Minister Malcolm Turnbull’s latest comments on bank culture, and a $6.2 billion bank levy tax announced in the Federal Budget earlier this year, conduct risk is fast becoming a bigger and bigger issue in the financial sector.Ahead of the Conduct Risk...
Culture and Conduct Risk 2018: Benchmarking 5 years of implementation
Thomson Reuters has undertaken its fifth annual survey on how firms around the world are managing the challenges presented by the regulatory focus on culture and conduct risk.
Developing a Strong Risk Management and Compliance Culture through Continuous Improvement to Staff Training
In this presentation from Conduct Risk, Culture and Regulation in Banking and Finance 2017, Corrine Alexander, Chief Risk Officer at P&N Bank discussesEstablishing a strong focus on ethical behaviour within the organisation to develop effective risk managementImplementing training throughout the whole organization, including workshops for leadersStrengthening accountability around risk and compliance...
Deepening Trust in Financial Services by Raising Standards of Professionalism
In this presentation from Conduct Risk, Culture and Regulation in Banking and Finance 2017, Kylie Blundell, Head of Standards & Education at FINSIAThe Benefits of Professionalisation of the financial services industry – balanced regulation; improving culture, conduct and competency; Professional Pride; Individual Accountability; Trust & Community Support, HR Mobility;Personal commitment...
FinTech & RegTechs: Striking the Right Balance between Supporting Innovation and Managing ML/TF Risks
In this presentation from Conduct Risk, Culture and Regulation in Banking and Finance 2017, Tony Prior, Director Supervision at AUSTRAC discusses:Collaborating with FinTechs & RegTechsMaximising RegTechs’ expertise to regulate the FinTech sector effectivelyExploring alternative regulatory approaches
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Conduct Risk, Culture and Regulation in Banking and Finance 2018 Registration Form
Fast track your attendance to Conduct Risk, Culture and Regulation in Banking and Finance 2018 by filling in this form and emailing it back to firstname.lastname@example.org