Breakfast Briefing Workshop
Workshop: Tuesday, 25th September, 2018
7:00 am - 9:00 am Gaining Value With RegTech to Make Your Company More Effective and Streamline Your Regulatory Obligations
Complex and costly regulatory compliances are the biggest challenges institutions can face. It is a constantly evolving landscape which makes it onerous and difficult to understand. This is further driven by growing compliance costs, which, when combined with the uncertain macroeconomic and financial environment, is putting pressure on the sector’s profitability. Regtech is the use of new technologies to solve regulatory and compliance requirements more effectively and efficiently by optimising responses. This workshop will help your business understand and implement regtech for effortless customization and scalability.
- Understanding how regtech can work in your business
- Utilizing regtech to help understand and manage risks
- Meeting regulatory expectations and producing better customer outcomes
- Improving the effectiveness and efficiency to address increasing compliance needs
Workshop: Wednesday, 26th September, 2018
7:00 am - 9:00 am Roadmap to Build a World Class Conduct Risk Program Through Efficient Measurement Tools
Measurement of conduct risk is essential to manage culture, meet regulatory expectations and improve financial performance; however it is a difficult concept for firms to effectively measure. Conduct is becoming an increasingly non financial risk and there is a greater emphasis on company’s to demonstrate they have an effective risk management culture. This session will address common key challenges and provide insight into a variety of different controls.
- Successfully analysing conduct risk and its implications in outcomes
- Management of conduct risk through a deeper understanding and clear communication
- Expanding key metrics for measuring and monitoring organizational culture
- Implementing training programs and incentives